Regulation S-P Privacy Policy

Website Privacy Policy

Pantek Securities, LLC (“Pantek”) values your privacy and is committed to protecting nonpublic personal information (“NPI”) in accordance with Regulation S-P and applicable laws.

Information We Collect

We may collect NPI such as names, contact details, and financial information when you engage our services.

How We Use Information

We use NPI solely to provide advisory services, fulfill regulatory obligations, and maintain client relationships.

Information Sharing

We do not disclose NPI to non-affiliated third parties except as permitted by law or with your consent. Service providers engaged by Pantek are contractually required to maintain confidentiality and notify us promptly of any security incidents.

Safeguards

We maintain administrative, technical, and physical safeguards to protect NPI from unauthorized access or use.

Incident Response

If we determine that sensitive NPI has been compromised, we will notify affected individuals as required by law, generally within 30 days of discovery.

Data Retention and Disposal

We retain NPI only as long as necessary for business or regulatory purposes and securely dispose of it thereafter.

Contact Us

For questions about this policy, email: info@panteksecurities.com.